RPP 2 Authorisation — Becoming Regulated
- RPP 2-1 DFSA's Approach to Authorisation
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RPP 2-2 Assessing the Fitness and Propriety of Authorised Persons
- Introduction
- Background and History
- Locations of Offices
- Close Links
- Legal Status of Authorised Firms
- Ownership and Group
- Controllers
- Resources, Systems and Controls
- Authorised Firms — Collective suitability of Individuals or Other Persons Connected to the Authorised Firm
- Authorised Market Institutions — Other Considerations
- RPP 2-3 Assessing the Fitness and Propriety of Authorised Individuals, Principal Representatives and Key Individuals
- RPP 2-4 Waivers During Authorisation
- RPP 2-5 Start-Up Entities in the DIFC
- RPP 2-6 Application for a Retail Endorsement
- RPP 2-7 Application for an Islamic Endorsement
- RPP 2-8 Application for an Endorsement to Operate a Multilateral Trading Facility or Act as a Trade Repository
- RPP 2-9 Application to be a Representative Office
- RPP 2-10 Registering as a DNFBP
- RPP 2-11 Application to be a Registered Auditor
- RPP 2-12 Application to be an Audit Principal
- RPP 2-12 [Deleted]