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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
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      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
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      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
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    • International Relations
      • How We Regulate
      • International Assessment
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      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
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      • Operational & Technology Risk Supervision
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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
    • Sourcebook Modules
      • Application Forms and Notices Module (AFN) [VER51/01-20]
      • Code of Market Conduct (CMC) [VER3/08-17]
      • Prudential Returns Module (PRU) [VER5/02-19]
      • Regulatory Policy and Process Sourcebook (RPP) April 2022 Edition
        • RPP 1 Introduction
        • RPP 2 Authorisation — Becoming Regulated
          • RPP 2-1 DFSA's Approach to Authorisation
          • RPP 2-2 Assessing the Fitness and Propriety of Authorised Persons
          • RPP 2-3 Assessing the Fitness and Propriety of Authorised Individuals, Principal Representatives and Key Individuals
          • RPP 2-4 Waivers During Authorisation
          • RPP 2-5 Start-Up Entities in the DIFC
          • RPP 2-6 Application for a Retail Endorsement
          • RPP 2-7 Application for an Islamic Endorsement
          • RPP 2-8 Application for an Endorsement to Operate a Multilateral Trading Facility or Act as a Trade Repository
          • RPP 2-9 Application to be a Representative Office
          • RPP 2-10 Registering as a DNFBP
            • RPP 2-10-1
            • RPP 2-10-2
            • RPP 2-9-3 [Deleted]
            • RPP 2-9-4 [Deleted]
            • RPP 2-9-5 [Deleted]
          • RPP 2-11 Application to be a Registered Auditor
          • RPP 2-12 Application to be an Audit Principal
          • RPP 2-12 [Deleted]
        • RPP 3 Supervision — Being Regulated
        • RPP 4 Supervisory and Enforcement Powers
        • RPP 5 Enforcement
        • RPP 6 Penalty Guidance
        • RPP 7 Decision Making
        • RPP 8 Confidential Regulatory Information
        • RPP 9 Waivers and Modifications
        • RPP 10 Permissible Company and Trading Names for Entities Established in the DIFC
        • Appendix 1 [Deleted]
      • Notices of Updates
      • Archive
    • Consultation Papers
    • Policy Statements
    • DFSA Codes of Practice
    • Amendments to Legislation
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  1. Dubai Financial Services Authority (DFSA)
  2. Sourcebook Modules
  3. Regulatory Policy and Process Sourcebook (RPP) April 2022 Edition
  4. RPP 2 Authorisation — Becoming Regulated
  5. RPP 2-10 Registering as a DNFBP
  6. RPP 2-9-3 [Deleted]
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  • Apr 28 2011 - Jul 13 2013
  • Jul 14 2013
‹ RPP 2-10-2 RPP 2-9-4 [Deleted] ›

RPP 2-9-3 [Deleted]

Deleted by Notice of Updates (Made 14th July 2013). July 2013 Edition
‹ RPP 2-10-2 RPP 2-9-4 [Deleted] ›
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