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RPP 2-8-3

An applicant seeking to obtain an endorsement on its Licence to act as a Trade Repository must be an Authorised Firm or an Authorised Market Institution, or an applicant for such a Licence (see GEN Rule 2.2.13(1)). Such an applicant needs to demonstrate to the DFSA its ability to meet the requirements set out in App 5 of the GEN module (see GEN Rule 7.3.2 and AMI Rule 2.3.2).

Added by Notice of Updates (Made 11th February 2015). February 2015 Edition