RPP 2-5-20

A key document will be the regulatory business plan submitted in support of the application. It will facilitate the application process if applicants cover the following areas within this submission:

(a) An introduction and background;
(b) Strategy and rationale for establishing in the DIFC;
(c) Organisational structure;
(d) Management structure;
(e) Proposed resources;
(f) High level controls;
(g) Risk management;
(h) Operational controls;
(i) Systems overview; and
(j) Financial projections.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended by Notice of Updates (Made 11th February 2015). February 2015 Edition
Amended by Notice of Updates (Made 23rd January 2017). February 2017 Edition