RPP 2-5-20
A key document will be the regulatory business plan submitted in support of the application. It will facilitate the application process if applicants cover the following areas within this submission:
(a) An introduction and background;
(b) Strategy and rationale for establishing in the DIFC ;
(c) Organisational structure;
(d) Management structure;
(e) Proposed resources;
(f) High level controls;
(g) Risk management;
(h) Operational controls;
(i) Systems overview; and
(j) Financial projections.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended by Notice of Updates (Made 11th February 2015). February 2015 Edition
Amended by Notice of Updates (Made 23rd January 2017). February 2017 Edition
Amended by Notice of Updates (Made 11th February 2015). February 2015 Edition
Amended by Notice of Updates (Made 23rd January 2017). February 2017 Edition