RPP 2-5-10

In the case of an existing, but previously unregulated business, any existing control environment and compliance culture may not have been subject to external independent regulatory scrutiny and the additional regulatory reporting requirements which apply to an authorised firm.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended by Notice of Updates (Made 11th February 2015). February 2015 Edition
Amended by Notice of Updates (Made 23rd January 2017). February 2017 Edition