RPP 2-3-1

This section sets out the matters which the DFSA takes into consideration when assessing the fitness and propriety of:

(a) in the case of an Authorised Firm, an Authorised Individual or Principal Representative under section 7.6 of the GEN module and section 4.2 of the REP module, respectively; and
(b) in the case of an Authorised Market Institution, a Key Individual under section 3.3 and chapter 5 of the AMI module.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended by Notice of Updates (Made 14th July 2013). July 2013 Edition
Amended by Notice of Updates (Made 11th February 2015). February 2015 Edition