RPP 2-2-14

Where the DFSA has any concerns relating to the fitness and propriety of an applicant for a licence stemming from a Controller of such a person, the DFSA may consider imposing licence conditions designed to address such concerns. For example, the DFSA may impose, in the case of a start-up, a licence condition that there should be shareholder agreement to resort to an effective shareholder dispute resolution mechanism.

Added by Notice of Updates (Made 20th December 2012). December 2012 Edition
Amended by Notice of Updates (Made 11th February 2015). February 2015 Edition