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RPP 1-1-2

The RPP contains:

(a) statements of DFSA's regulatory policy;
(b) descriptions of the regulatory processes that we follow when exercising our statutory powers;
(c) information as to DFSA's risk based approach to authorisation, supervision and enforcement; and
(d) information on matters which the DFSA may assess when considering to exercise specific discretionary powers. For example, this would include those matters which the DFSA may take into consideration when making an assessment of whether an Authorised Person or Authorised Individual is fit and proper.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]