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RMI289/2020 Conduct of Business Module (COB) Rule-Making Instrument (No. 289) 2020

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The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 16 December 2020 and hall come into force on 1 February 2021.

Amendments to Modules:

(2) The Conduct of Business Module (COB) – (COB VER36/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER37/02-21).

Citation:

(3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 289) 2020.
(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

By Order of the Board

Saeb Eigner
Chairman
          Bryan Stirewalt
Chief Executive

16 December 2020

RMI 289/2020