RMI 311/2021 Conduct of Business Module (COB) Rule-Making Instrument (No. 311) 2021

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The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

Amendments to Modules:

(2) The Conduct of Business Module (COB) – (COB VER38/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER39/10-21).

Citation:

(3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 311) 2021.
(4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

By Order of the Board

Fadel Al Ali
Chairman
          Bryan Stirewalt
Chief Executive

30 June 2021

RMI 311/2021