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RMI 299/2021 Conduct of Business Module Rule-making Instrument (No. 299) 2021

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The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 21 April 2021 and hall come into force on 1 September 2021.

Amendments to Modules:

(2) The Conduct of Business Module (COB) – (COB VER37/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER38/09-21).

Citation:

(3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 299) 2021.
(4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

By Order of the Board

Saeb Eigner
Chairman
          Bryan Stirewalt
Chief Executive

21 April 2021

RMI 299/2021