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RM72/2010 Enhancements to the Collective Investment Funds Regime Rules Instrument (No. 72) 2010

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement

This instrument shall come into force on the date of the coming into force of the DIFC Laws Amendment Law, DIFC Law No. 3 of 2010.

Amendments to Rulebook Module

(1) Collective Investment Rules module (CIR) CIR/VER12/03-10 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – CIR/VER13/07-10. Note the entire module is replaced by the new version;
(2) Authorisation module (AUT) AUT/VER12/01-10 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference – AUT/VER13/07-10;
(3) Conduct of Business module (COB) COB/VER18/03-10 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference – COB/VER19/07-10;
(4) Fees module (FER) FER/VER3/11-09 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference – FER/VER4/07-10;
(5) General module (GEN) GEN/VER25/03-10 is amended in accordance with Appendix 5Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference – GEN /VER26/07-10;
(6) Glossary module (GLO) GLO/VER22/01-10 is amended in accordance with Appendix 6Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference – GLO/VER23/07-10;
(7) Islamic Finance Rules module (IFR) IFR/VER1/03-10 is amended in accordance with Appendix 7Appendix 7 to this instrument and the module as amended by this instrument may be identified by the following reference – IFR/VER2/07-10;
(8) Offered Securities Rules module (OSR) OSR/VER14/03-10 is amended in accordance with Appendix 8Appendix 8 to this instrument and the module as amended by this instrument may be identified by the following reference – OSR /VER15/07-10;
(9) Prudential – Investment, Insurance Intermediation and Banking module (PIB) PIB/VER16/03-10 is amended in accordance with Appendix 9Appendix 9 to this instrument and the module as amended by this instrument may be identified by the following reference – PIB/VER17/07-10; and
(10) Representative Office module (REP) REP/VER1/01-10 is amended in accordance with Appendix 10Appendix 10 to this instrument and the module as amended by this instrument may be identified by the following reference – REP/VER2/07-10.

Citation

(1) This instrument may be cited as Enhancements to the Collective Investment Funds Regime Rules Instrument (No.72) 2010.

By Order of the Board

Abdullah Saleh
Chairman
      Paul M Koster
Chief Executive

June 2010
RM72/2010


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