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RM61/2008 Miscellaneous Amendments to the DFSA Rulebook Rules Instrument (No. 61) 2008

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement

This instrument shall come into force:

(a) in respect of the rule amendments in Appendix 1 on 4 January 2009; and
(b) in respect of the rule amendments in all other Appendices on 5 November 2008.

Amendments to Rulebook Modules

(1) Conduct of Business Module (COB) — COB/VER14/07-08 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — COB/VER15/01-09.
(2) Recognition Module (REC) — REC/VER4/12-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — REC/VER5/11-08.
(3) Collective Investment Rules Module (CIR) — CIR/VER9/07-08 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — CIR/VER10/11-08.
(4) Fees Rules Module (FER) — FER/VER1/12-07 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference — FER/VER2/11-08.
(5) Glossary Module (GLO) — GLO/VER/18/09-08 is amended in accordance with Appendix 5Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference — GLO/VER/19/11-08.
(6) Offered Securities Rules (OSR) — OSR/VER11/07-08 is amended in accordance with Appendix 6Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference — OSR/VER12/11-08.

Citation

(7) This instrument may be cited as the Miscellaneous Amendments to the DFSA Rulebook Rules Instrument (No. 61) 2008

By Order of the Board

Abdullah Saleh
Chairman


October 2008
RM61/2008
      David Knott
Chief Executive