The Board of the Dubai Financial Services Authority in the exercise
of the powers conferred on them by Article 23 of the Regulatory Law
2004, having concluded that it would be prejudicial to the interests of
the Dubai International Financial Centre to delay the making of these
rules in order to allow public consultation to be undertaken in
respect of the rules, hereby make the rules in the Appendices to this
instrument. The Appendices to this instrument also contain the
guidance made by the Chief Executive in the exercise of the powers
conferred on him under the Regulatory Law 2004.
Commencement
This instrument shall come into force on the 1 October 2007.
Amendments to Rulebook Modules
(1) Authorised Market Institutions Module (AMI) — AMI/VER3/06-07 is
amended in accordance with
Appendix 1Appendix 1 to this instrument and the
Module as amended by this instrument may be identified by the
following reference —
AMI/VER4/10-07.
(2) Anti Money Laundering Module (AML) — AML/VER3/06-07 is
amended in accordance with
Appendix 2Appendix 2 to this instrument and the
Module as amended by this instrument may be identified by the
following reference —
AML/VER4/10-07(3) Authorisation Module (AUT) — AUT/VER8/06-07 is amended in
accordance with
Appendix 3Appendix 3 to this instrument and the Module as
amended by this instrument may be identified by the following
reference —
AUT/VER9/10-07.
(4) Conduct of Business Module (COB) — COB/VER11/07-07 is
amended in accordance with
Appendix 4Appendix 4 to this instrument and the
Module as amended by this instrument may be identified by the
following reference —
COB/VER12/10-07(5) Glossary Module (GLO) — GLO/VER15/09-07 is amended in
accordance with
Appendix 5Appendix 5 to this instrument and the Module as
amended by this instrument may be identified by the following
reference —
GLO/VER16/10-07.
(6) Prudential — Investment, Insurance Intermediation and Banking
Business Module (PIB) — PIB/VER10/07-07 is amended in
accordance with
Appendix 6Appendix 6 to this instrument and the Module as
amended by this instrument may be identified by the following
reference —
PIB/VER11/10-07.
(7) Prudential — Insurance Business Module (PIN) — PIN/VER6/07-07
is amended in accordance with
Appendix 7Appendix 7 to this instrument and
the Module as amended by this instrument may be identified by the
following reference —
PIN/VER7/10-07.
Citation
(8) This instrument may be cited as the Miscellaneous Amendments Rules Instrument (No. 50) 2007.
By Order of the Board
Mr Abdullah Saleh
Chairman
David Knott
Chief Executive
September 2007
RM 50/2007
