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RM49/2007 Generic Advice and Referral Rules Instrument (No. 49) 2007

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement

This instrument shall come into force on the 1 October 2007.

Amendments to Rulebook Modules

(1) General Module (GEN) — GEN/VER15/07-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER16/10-07.
(2) Conduct of Business Module (COB) — COB/VER11/07-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER12/10-07.
(3) Glossary Module (GLO) — GLO/VER15/07-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER16/10-07.

Citation

(4) This instrument may be cited as the Generic Advice and Referral Rules Instrument (No. 49) 2007.

By Order of the Board

Mr Abdullah Saleh
Chairman

David Knott
Chief Executive

September 2007
RM 49/2007