RM37/2006 Prime Broker Rules Instrument 2006

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.


(1) This instrument shall come into force on 20 November 2006.

Amendments to Modules

(2) The Collective Investment Rules Module (CIR) — CIR/VER2/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER3/11-06.


(3) This instrument may be cited as the Prime Broker Rules Instrument 2006.

By Order of the Board
Dr Habib Al-Mulla

November 2006

RM 37/2006

Click here to download the Annex in PDF formatPDF format.