RM22/2005 Alternative Trading System Rules Instrument 2005
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.
Commencement
(1) This instrument shall come into force on the day on 1 August 2005.
Amendments to Modules
(2) The General Module (GEN) — GEN/VER3/04-05 is amended in
accordance with Annex A to this instrument and the Module as
amended by this instrument may be identified by the following
reference — GEN/VER4/08-05.
(3) The Authorisation Module (AUT) — AUT/VER1/254/09-04 is
amended in accordance with Annex B to this instrument and the
Module as amended by this instrument may be identified by the
following reference — AUT/VER2/08-05.
(4) The Conduct of Business Module (COB) — COB/VER1/261/09-04 is
amended in accordance with Annex C to this instrument and the
Module as amended by this instrument may be identified by the
following reference — COB/VER2/08-05.
(5) The Prudential — Investment, Insurance Intermediation and Banking
Business Module (PIB) — PIB/VER1/255/09-04 is amended in
accordance with Annex D to this instrument and the Module as
amended by this instrument may be identified by the following
reference — PIB/VER2/08-05.
(6) The Glossary Module (GLO) — GLO/VER3/04-05 is amended in
accordance with Annex E to this instrument and the Module as
amended by this instrument may be identified by the following
reference — GLO/VER4/08-05.
Citation
(7) This instrument may be cited as the Alternative Trading System
Rules Instrument 2005.
By Order of the Board
Dr Habib Al-Mulla
Chairman
July 2005
RM 22/2005
Click here to download Annex A in PDF format.
Click here to download Annex B in PDF format.
Click here to download Annex C in PDF format.
Click here to download Annex D in PDF format.
Click here to download Annex E in PDF format.