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RM144/2014 Conduct of Business Module (COB) Instrument (No. 144) 2014

Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 24 August 2014 and shall come into force on the same day at 18:30 hours.

Amendments to Modules:

(2) The Conduct of Business (COB) module — (COB/VER22/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER23/08-14).

Citation:

(3) This instrument may be cited as the Conduct of Business Rule-making Instrument (No. 144) 2014.
(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

By Order of the Board

Saeb Eigner
Chairman
      Ian Johnston
Chief Executive

24 August 2014
RM144/2014


Click herehere to view Appendix 1 in PDF format.