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RM113/2012 Conduct of Business (COB) Rule-Making Instrument (No. 113) 2012

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.

Amendments to Modules:

(2) The Conduct of Business (COB) module – (COB/VER20/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB/VER21/12-12).

Citation:

(3) This instrument may be cited as the Conduct of Business (COB) Rule-making Instrument (No. 113) 2012.
(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

By Order of the Board

Saeb Eigner
Chairman
      Ian Johnston
Chief Executive

9 October 2012
RM113/2012


Click herehere to view Appendix 1 in PDF format.