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Requirements imposed on a Category 2 firm

(3) An Authorised Firm in Category 2 must:
(a) establish and maintain a senior management structure to manage Liquidity Risk;
(b) identify, assess, mitigate, control and monitor Liquidity Risk; and
(c) monitor the Authorised Firm's overall Liquidity Risk profile on a regular basis.
[Added] DFSA RM148/2014 (Made 1st January 2015). [VER23/01-15]