REP 4.10.1

(1) A Representative Office must not market any Restricted Speculative Investment unless:
(a) the Restricted Speculative Investment is offered by a related party of the Representative Office; and
(b) the Representative Office is reasonably satisfied that the related party is subject to substantially similar requirements to the requirements applicable to an Authorised Firm offering Restricted Speculative Investments to a Retail Client in the DIFC.
(2) In (1), “market” has the same meaning as in GEN Rule 2.26.1(2) and “related party” has the same meaning as in GEN Rule 2.26.1(3).


Derived from DFSA RMI300/2021 (Made 21st April 2021). [VER11/09-21]