Referrals from an unregulated Person prohibited | Rulebook

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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

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Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER39/10-21]
COB 6 Additional Rules — Investment Business
COB 6.16 Restricted Speculative Investments
Referrals from an unregulated Person prohibited

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‹ COB 6.16.11

COB 6.16.12 ›

Referrals from an unregulated Person prohibited

COB 6.16.12
- COB 6.16.12 Guidance

‹ COB 6.16.11

COB 6.16.12 ›

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© 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.