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About us
Who we are
The DFSA
Governance
How we regulate
International Assessment
Corporate Social Responsibility
Our structure
Board of Directors
Executive Team
Financial Markets Tribunal
DFSA Journey
Laws & rules
Legal Resources
Legislation
Consultation Papers
Policy Statements
Amendments to Legislation
DFSA Rulebook
DFSA Administered Law
What we do
AML, CTF & Sanctions Compliance
Summary
Regulatory Framework
Supervisory Methodology
Overview of DFSA AML/CTF & Sanctions Obligations
Standard-Setters / International Organisations Followed
Authorisation Services
Overview
Authorised Firms
Authorised Individuals
Authorised Market Institutions
Registered Auditors
Registered DNFBPs
Getting Help
Expanding Your Business
Collective Investment Funds
DFSA Listing Authority
Checklists
Forms
Approved Documents
Disclosure Database
Regulatory Announcement Services
Official List of Securities
Knowledge Base
Delisted Securities
Enforcement
About Enforcement
Regulatory Actions
International Relations
How We Regulate
International Assessment
Policy, Strategy and Risk
Recognition
About Recognition
Recognised Bodies
Recognised Members
Supervision
About Supervision
Audit Supervision
Cyber Risk Supervision
Insurance Supervision
Operational & Technology Risk Supervision
Public register
Resources
Consumer
Investment Guide
Complaints
Regulatory
Consultation Papers
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Dubai Financial Services Authority (DFSA)
Sourcebook Modules
Archive
Regulatory Policy and Process Sourcebook (RPP)
Regulatory Policy and Process Sourcebook (RPP) December 2012 Edition
RPP 5 Enforcement
RPP 5-3 Assessment of Complaints and Referrals
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