An Authorised Firm shall prepare and submit to the DFSA for review a Recovery Plan if it is authorised under its Licence to carry on either or both of the following Financial Services:
(a) Accepting Deposits; or
(b) Managing a Profit-Sharing Investment Account where that account is received on an unrestricted basis (a PSIAu).
Derived from DFSA RMI283/2020 (Made 16th December 2020). [VER1/04-21]