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RAR 1.1.1

(1) Part 5A of the Regulatory Law (the Law) and this Module (RAR) apply to an Authorised Firm that is authorised under its Licence to carry on any one or more of the following Financial Services:
(a) Accepting Deposits;
(b) Providing Credit,
(c) Dealing in Investments as Principal; or
(d) Managing a Profit-Sharing Investment Account where that account is received on an unrestricted basis (a PSIAu).
(2) Where specified these Rules also apply to a Parent or Subsidiary of the Authorised Firm or to another entity in its Group.

 

Derived from DFSA RMI283/2020 (Made 16th December 2020). [VER1/04-21]