PRU-EPRS 1.31 Instructional Guidelines

1. All figures relating to income statement items, expense accounts, volumes, activity levels, number of accounts or units sold / traded and any other data relating to amounts invested / deposited except outstanding balances in any of the quarterly returns should correspond to the current reporting period (quarter) and not cumulative or year-to-date amounts.
2. Authorised firms are required to report all data on assets under management in USD equivalent, including the assets denominated in other currencies. Authorised Firms are required to report all accounts of their Clients, including accounts booked other than in the DIFC for which the firm provides only advisory or arranging services. Authorised Firms involved in managing PSIA (restricted) accounts for their Clients are required to include the data on such PSIA accounts in this form.
Derived from GM5/2007 (Made 16th December 2007). [VER1/12-07]
[Amended] [VER2/04-13]