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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
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      • How we regulate
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      • Executive Team
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  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
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      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
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      • Checklists
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      • Knowledge Base
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    • International Relations
      • How We Regulate
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      • Recognised Members
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Dubai Financial Services Authority (DFSA)

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        • Policy Statement 1/2005 Confidential Regulatory Information — as amended 30 January 2006
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          • 1. Introduction
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‹ What can a compliance adviser do to assist a Reporting Entity? 1. Introduction ›

Policy Statement 1/2010 Confidential Regulatory Information — replacing Policy Statement 1/2005

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‹ What can a compliance adviser do to assist a Reporting Entity? 1. Introduction ›
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