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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
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    • DFSA Rulebook
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  • What we do
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      • Summary
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      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
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      • Knowledge Base
      • Delisted Securities
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      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
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      • Recognised Bodies
      • Recognised Members
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      • Operational & Technology Risk Supervision
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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER19/04-22]
      • Authorised Market Institutions (AMI) [VER21/04-22]
      • Auditor Module (AUD) [VER05/04-22]
      • Conduct of Business Module (COB) [VER39/10-21]
      • Collective Investment Rules (CIR) [VER/33/06-22]
      • Fees Module (FER) [VER26/06-22]
      • Fund Protocol Rules (FPR) [VER1/02-19]
      • General Module (GEN) [VER55/06-22]
      • Glossary Module (GLO) [VER54/06-22]
      • Islamic Finance Rules (IFR) [VER18/10-21]
      • Markets Rules (MKT) [VER18/10-21]
      • Price Stabilisation Module (PRS) [VER7/04-18]
      • Prudential — Insurance Business Module (PIN) [VER17/04-21]
        • PIN 1 Application
        • PIN 2 Management and Control of Risk
        • PIN 3 Long-Term Insurance Business
        • PIN 4 Capital Adequacy
        • PIN 5 Measurement of Assets and Liabilities of Insurers
        • PIN 6 Financial and Other Reporting by Insurers
          • PIN 6.1 Introduction
          • PIN 6.2 Annual regulatory return
          • PIN 6.3 Quarterly regulatory return
          • PIN 6.4 Audit of annual regulatory return
            • PIN 6.4.1
            • PIN 6.4.2
            • PIN 6.4.3
          • PIN 6.5 Submission of Returns to the DFSA
          • PIN 6.6 Reporting of group capital adequacy
        • PIN 7 Actuaries
        • PIN 8 Consolidated Supervision
        • PIN 9 Insurers in Run-off
        • PIN 10 Insurance Special Purpose Vehicles
        • PIN App1 Guide to the Appendices
        • PIN App2 Management and Control of Risk
        • PIN App3 Calculation of Adjusted Capital Resources
        • PIN App4 Calculation of Minimum Capital Requirement
        • PIN App5 Calculation of Adjusted Non-Cellular Capital Resources and Adjusted Cellular Capital Resources
        • PIN App6 Calculation of Minimum Non-Cellular Capital Requirement and Minimum Cellular Capital Requirement
        • PIN App7 Calculation of Adjusted Fund Capital Resources
        • PIN App8 Calculation of Minimum Fund Capital Requirement
        • PIN App9 Calculation of DIFC Business Risk Capital Requirement
        • PIN App10 Reporting to the DFSA
      • Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER42/06-22]
      • Recovery and Resolution (RAR) [VER1/04-21]
      • Recognition (REC) [VER12/01-18]
      • Representative Office Module (REP) [VER11/09-21]
      • Takeover Rules Module (TKO) [VER08/04-20]
      • Archive
    • Sourcebook Modules
    • Consultation Papers
    • Policy Statements
    • DFSA Codes of Practice
    • Amendments to Legislation
    • Media Releases
    • Notices
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  1. Dubai Financial Services Authority (DFSA)
  2. Rulebook Modules
  3. Prudential — Insurance Business Module (PIN) [VER17/04-21]
  4. PIN 6 Financial and Other Reporting by Insurers
  5. PIN 6.4 Audit of annual regulatory return
  6. PIN 6.4.2
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  • Aug 05 2006
  • Aug 06 2006 - May 31 2007
  • Jun 01 2007 - Oct 31 2007
  • Nov 01 2007
‹ PIN 6.4.1 Guidance PIN 6.4.3 ›

PIN 6.4.2

The statements in the Annual Regulatory Return that are not subject to audit are set out in PIN App10, PRU and the DFSA's electronic prudential reporting system.

Derived from DFSA RM06/2004 (Made 16th September 2004). [VER1/09-04]
[Amended][VER3/08-06]
[Amended] DFSA RM44/2007 (Made 1st June 2007). [VER5/06-07]
[Amended] DFSA RM51/2007 (Made 1st November 2007). [VER8/11-07]
‹ PIN 6.4.1 Guidance PIN 6.4.3 ›
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