PIB A4.11.4

When calculating the Exposures of an Authorised Firm, the Authorised Firm must include Trading BookExposures and Non-Trading BookExposures to:

(a) an individual Counterparty;
(b) group of Closely RelatedCounterparties;
(c) Connected Counterparties; and,
(d) Transactions, schemes or Funds.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RMI293/2021 (Made 24th February 2021). [VER38/04-21]