PIB 9.3.1

(1) This section applies to an Authorised Firm in Category 1 or 5.
(2) The Rules in this section apply, except as provided in (3), to an Authorised Firm on a solo basis.
(3) The DFSA may require an Authorised Firm to apply the requirements in this section to its Financial Group, if the Authorised Firm and its Financial Group are subject to consolidated supervision.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RM148/2014 (Made 1st January 2015). [VER23/01-15]