PIB 9.2.6

An Authorised Firm must ensure that the system referred to in PIB Rule 9.2.1(3)(c):

(a) enables the Authorised Firm's Governing Body and senior management to review compliance with limits set in accordance with PIB Rule 9.2.7 and operating procedures; and
(b) has appropriate approval processes, limits and other mechanisms designed to provide reasonable assurance that the Authorised Firm's Liquidity Risk management processes are adhered to.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RM209/2017 (Made 25th October 2017). [VER30/01-18]