PIB 4.14.1

This section applies to an Authorised Firm which:

(a) acts as an Originator in a securitisation;
(b) transfers Credit Risk on a single item or on a pool of items by any of the legal transfer methods set out in PIB Rule A4.10.1;
(c) acts as a Sponsor in a securitisation; or
(d) provides Credit Enhancement, liquidity support, or Underwriting or dealing facilities relating to the items being transferred.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]