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PIB 3.9C Guidance

This section sets out measures that an Authorised Firm must take if it is not meeting a Capital Buffer Requirement, i.e. its Capital Conservation Buffer Requirement, CCyB Requirement or HLA Capital Buffer Requirement. The measures, such as not distributing capital and preparing a plan to restore capitalS, do not limit other action that the DFSA may take against the firm for failing to meet the requirement.

Derived from DFSA RM209/2017 (Made 25th October 2017). [VER30/01-18]