PIB 3.10.1 Guidance

The earlier PIB section 3.2 imposes a number of basic requirements on an Authorised Firm, including requirements to:

a. have and maintain Capital Resources in accordance with these Rules (see PIB Rule 3.2.2); and
b. maintain an amount of Capital Resources that exceeds the amount of the firm's Capital Requirement (see PIB Rule 3.2.3).
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]