PIB 1.3.5

An Authorised Firm is in Category 3C if:

(a) its Licence authorises it to carry on one or more of the Financial Services of:
(i) Managing Assets;
(ii) Managing a Collective Investment Fund;
(iii) Providing Custody (where it does so other than for a Fund);
(iv) Managing a PSIA (which is a PSIAr);
(v) Providing Trust Services (where it is acting as trustee in respect of at least one express trust); or
(vi) Providing Money Services (where it issues Stored Value); and
(b) it does not meet the criteria of Categories 1, 2, 3A, 3B or 5.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RMI270/2020 (Made 26th February 2020). [VER36/04-20]