PIB 1.3.4

An Authorised Firm is in Category 3B if:

(a) its Licence authorises it to carry on one or more of the Financial Services of:
(i) Providing Custody (where it does so for a Fund); 
(ii) Acting as the Trustee of a Fund
(iii) Operating an Employee Money Purchase Scheme; or
(iv) Acting as the Administrator of an Employee Money Purchase Scheme; and
(b) it does not meet the criteria of Categories 1, 2, 3A or 5.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RMI263/2019 Made 18th December 2019). [VER35/01-20]