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PIB 1.3.2

An Authorised Firm is in Category 2 if:

(a) its Licence authorises it to carry on one or more of the Financial Services of Providing Credit or Dealing in Investments as Principal; and
(b) its dealing activities are not limited in scope as provided in PIB Rule 1.3.3(1)(a)(i); and
(c) it does not meet the criteria of Categories 1 or 5.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]