Personal Account Transaction

A transaction undertaken by an Employee of an Authorised Firm in a Investment, other than:

(a) a transaction in a government and public Security;
(b) a transaction in a life policy; or
(c) a discretionary transaction if there is no prior communication with the Employee and the discretion is not exercised by the Authorised Firm.

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]