Past Papers
- Consultation Paper No. 143 - Regulation of Crypto Tokens
- Consultation Paper No. 142 - Credit Funds
- Consultation Paper No. 141 - Whistleblowing
- Consultation Paper No. 140 - Miscellaneous
- Consultation Paper No. 139 - Updating The Leverage Ratio
- Consultation Paper No. 138 - Regulation of Security Tokens
- Consultation Paper No. 137 - Refinements to the Employee Money Purchase Regime
- Consultation Paper No. 136 - Miscellaneous
- Consultation Paper No. 135 - Regulation of Retail OTC Leveraged Products
- Consultation Paper No. 134 - Solvency Regime for Captive Insurers
- Consultation Paper No. 133 - Venture Capital
- Consultation Paper No. 132 - Proposals for Updating Large Exposures Regime
- Consultation Paper No. 131 - Recovery & Resolution
- Consultation Paper No. 130 Miscellaneous
- Consultation Paper No. 129 SME Listing Regime
- Consultation Paper No. 128 EMP Schemes
- Consultation Paper No. 127 Miscellaneous Changes
- Consultation Paper No. 126 DFSA Decision Making Processes
- Consultation Paper No. 125 Proposal for Money Services
- Consultation Paper No. 124 Property Crowdfunding
- Consultation Paper No. 123 Fund Protocol Rules
- Consultation Paper No. 122 Miscellaneous Changes
- Consultation Paper No. 121 Proposals for Fund Platforms
- Consultation Paper No.120 Changes to the DFSA's AML Regime – Phase 2
- Consultation Paper No. 119 Changes to the Protected Cell Company (PCC) & Investment Company (IC) Regulations
- Consultation Paper No.118 Changes to the DFSA's AML Regime
- Consultation Paper No.117 Miscellaneous Changes
- Consultation Paper No.116 Miscellaneous Changes
- Consultation Paper No. 115 Enhancing Our Funds Regime
- Consultation Paper No. 114 Liquidity Requirements Review
- Consultation Paper No. 113 Capital Requirements Review
- Consultation Paper No. 112 Testing Fintech Innovations in the DIFC
- Consultation Paper No. 111 Crowdfunding: SME Financing Through Investing
- Consultation Paper No. 110 DFSA Fees
- Consultation Paper No. 109 Crowdfunding: SME Financing Through Lending
- Consultation Paper No. 108 Proposed Miscellaneous Amendments
- Consultation Paper No. 107 Proposed Changes to the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module
- Consultation Paper No. 106 Regulation of Arranging, Representative Office Activities and Financial Promotions
- Consultation Paper No. 102 Property Funds and Money Market Funds
- Consultation Paper No. 103 Proposals Relating to the Insurance Regime
- Consultation Paper No. 104 Proposed Miscellaneous Amendments
- Consultation Paper No. 105 Online applications and submission of data to the DFSA
- Consultation Paper No. 100 Proposed Amendments to Markets-Related Fees
- Consultation Paper No. 101 Proposed Miscellaneous Amendments
- Consultation Paper No. 99 BASEL III — Liquidity Coverage Ratio and Leverage Ratio
- Consultation Paper No. 98 Proposed Code of Market Conduct
- Consultation Paper No. 97 Proposed Changes to the Client Classification Regime
- Consultation Paper No. 96 Proposed Amendments to the DFSA Fee Regime
- Consultation Paper No. 94 Proposed Changes to the FMT Jurisdiction, to the DFSA's Supervisory Powers and to the DFSA's Approach to Decision Making
- Consultation Paper No. 95 Minor Changes to CP90 and CP94 Proposals
- Consultation Paper No. 93 Qualified Investor Exempt Funds
- Consultation Paper No. 92 Regulatory Reporting Under the PIB and PIN Modules
- Consultation Paper No. 91 Proposed Enhancements to the Auditor Regime
- Consultation Paper No. 90 Proposed Changes to the FMT Jurisdiction and Enhancements to the DFSA's Enforcement Powers
- Consultation Paper No. 89 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes (Second Consultation)
- Consultation Paper No. 88 Proposed Miscellaneous Amendments
- Consultation Paper No. 87 Changes Proposed to the Authorised Market Institutions Regime
- Consultation Paper No. 86 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes
- Consultation Paper No. 85 Notice of Proposed Amendment to Legislation
- Consultation Paper No.84 Proposed Enhancements to the DFSA Rulebook to meet International Best Practice Standards
- Consultation Paper No. 83 Proposed changes to the PIB Module of the Rulebook
- Consultation Paper No. 82 Proposals to Regulate Credit Rating Agencies
- Consultation Paper No. 81 The Exercise of Regulatory Powers, Enhancement to the Regulatory Law 2004 and RPP Sourcebook
- Consultation Paper No. 80 Proposals Relating to Controllers and Legal Forms of Authorised Persons
- Consultation Paper No. 79 Shari'a Governance and Accounting and Auditing Standards for Islamic Firms and Securities
- Consultation Paper No. 78 Proposed DFSA Listing Rules
- Consultation Paper No. 77 Proposals Relating to Corporate Governance and Remuneration Standards Applicable to Authorised Persons
- Consultation Paper No. 76 Proposed Changes to the Markets Law Regime Part 2 — Recognition and Auditing
- Consultation Paper No. 75 Proposed Changes to the Markets Law Regime
- Consultation Paper No. 74 Anti-Money Laundering Supervision in the DIFC and Enhancements to the Regulatory Law 2004
- Consultation Paper No. 73 The Regulatory Policy and Processes Sourcebook and Enhancements to DFSA's Rulebook
- Consultation Paper No. 72 Changes to the DFSA Financial Promotions Regime
- Consultation Paper No. 71 Financial Service Definitions Review
- Consultation Paper No. 70 Proposed Changes to Enforcement Framework
- Consultation Paper No. 69 Proposed Enhancements to the Collective Investment Funds Regime
- Consultation Paper No. 68 Enhanced Corporate Governance Regime for Reporting Entities
- Consultation Paper No. 67 Changes to the DFSA Price Stabilisation Rules
- Consultation Paper No. 66 Enhancing Clarity and Accessibility of Islamic Finance Rules
- Consultation Paper No. 65 DIFC Representative Office Regime
- Consultation Paper No. 64 Enhancements to the Fees Module
- Consultation Paper No. 63 Changes to the DIFC Insider Dealing Regime
- Consultation Paper No. 62 Proposed Changes to the Markets Law in Relation to Powers of the DFSA to Maintain an Official List of Securities
- Consultation Paper No. 61 Proposed Enhancements to Client Asset Protections
- Consultation Paper No. 59 Proposed Changes to Definitions of Investments
- Consultation Paper No. 60 Miscellaneous Amendments to Legislation
- Consultation Paper No. 58 Implementation of Pillars 2 & 3 of Basel II
- Consultation Paper No. 57 Miscellaneous Amendments to the Rulebook
- Consultation Paper No. 56 Regulation of Single Family Offices
- Consultation Paper No. 55 Proposal to Enhance Rules Relating to Anti Money Laundering and Observance of Relevant United Nations Resolutions and Sanctions
- Consultation Paper No. 54 Implementation of DFSA's Key Policy Review
- Consultation Paper No. 53 Prudential Rules for Islamic Finance
- Consultation Paper No. 52 Key Policy Review
- Consultation Paper No. 51 Proposals Relating to Offers of Securities from the DIFC
- Consultation Paper No. 50 Proposed Hedge Fund Code of Practice
- Consultation Paper No. 49 Proposals Relating to Fees
- Consultation Paper No. 48 Proposals to Facilitate Certain Types of Advising and Arranging
- Consultation Paper No. 47 Proposals Relating to Insurance Securitisation
- Consultation Paper No. 46 Proposals to Implement an Electronic Prudential Reporting System
- Consultation Paper No. 45 Proposals to Refine the Definition of "Related Parties"
- Consultation Paper No. 44 Proposals Relating to Direct Long–Term Insurance, Credit Insurance and Group Supervision
- Consultation Paper No. 43 Amendments Concerning the Financial Markets Tribunal and Regulatory Appeals Committee
- Consultation Paper No. 42 Proposed Enhancements to the DFSA Rulebook to Meet International Best Practice Standards
- Consultation Paper No. 41 Proposed Changes to DFSA Administered Legislation in Relation to the Definition of Day
- Consultation Paper No. 40 Proposal to Remove the Requirement for a Licensed Director/Partner at the Head Office
- Consultation Paper No. 39 A New Category of Recognised Members
- Consultation Paper No. 38 Miscellaneous Amendments to the Takeover Rules
- Consultation Paper No. 37 Use of Prime Brokers by Hedge Funds
- Consultation Paper No. 36 Proposed Changes to the Framework for the Regulation of Auditors
- Consultation Paper No. 35 Proposals to Extend the Annual Reporting Period Applicable to Reporting Entities
- Consultation Paper No. 34 Proposals to Amend the Requirements Relating to Marketing and Selling of Foreign Funds
- Consultation Paper No. 33 Proposals for an Investment Trust Law and Requirements Relating to Public Property Funds
- Consultation Paper No. 32 Proposed Reduction of Capital Requirements for Brokers Acting as "Matched Principals"
- Consultation Paper No. 31 Proposed Changes Relating to Branches of DIFC Incorporated Firms
- Consultation Paper No. 30 Proposed Changes Relating to Sponsors
- Consultation Paper No. 29 Proposed Changes Relating to Licensed Representatives
- Consultation Paper No. 28 The Proposed Restructuring of the Ancillary Service Providers Regime
- Consultation Paper No. 27 Prudential — Investment, Insurance Intermediation and Banking Business (PIB) and Prescribed Forms and Notices (PFN)
- Consultation Paper No. 26 Investment Companies Regulations
- Consultation Paper No. 25 The Proposed Regime for Collective Investment Funds
- Consultation Paper No. 24 on Limited Partnership Regulations
- Consultation Paper No.23 on Limited Partnership Law
-
Consultation Paper No. 22 Trust Service Providers Rules (TSP)
- Annex A General Module (GEN)
- Annex B Authorisation Module (AUT)
- Annex C Conduct of Business Module (COB)
- Annex D Anti Money Laundering Module (AML)
- Annex E Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB)
- Annex F Ancillary Service Providers Module (ASP)
- Annex G Glossary Module (GLO)
- Consultation Paper No. 21 The Collective Investment Law [2005]
- Consultation Paper No. 20 DFSA's Draft Policy Statement on Start-Up Entities
- Consultation Paper No. 19 Trust Companies Law DIFC Law No. [ ] of 2005
- Consultation Paper No. 18 Takeover Rules (TKO)
- Consultation Paper No. 17 Trust Law
- Consultation Paper No. 16 Policy Statement on Confidential Regulatory Information
- Consultation Paper No. 15 Alternative Trading Systems
- Consultation Paper No. 14 Rules for Listed Funds
- Consultation Paper No. 13 Price Stabilisation Rules
- Consultation Paper No. 12 The Authorized Market Institution, Recognition and Offered Securities Modules of the DFSA Rulebook
- Consultation Paper No. 11 The law regulating Islamic financial business and The Islamic financial business module of the DFSA Rulebook
- Consultation Paper No. 10 The principles for authorised firms and The principles for authorised individuals
- Consultation Paper No. 9 Prudential Rules for Insurers
- Consultation Paper No. 8 Regulatory Law
- Consultation Paper No. 7 Law Relating To Application Of DIFC Laws
- Consultation Paper No. 6 Personal Property Law
- Consultation Paper No. 5 Law of Security
- Consultation Paper No. 4 Insolvency Law
- Consultation Paper No. 3 Contract Law
- Consultation Paper No. 2 Companies Law
- Consultation Paper No. 1 Regulatory Law