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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
      • Collective Investment Law
      • Investment Trust Law
      • Law Regulating Islamic Financial Business
      • Markets Law
        • Part 1: General
        • Part 2: Offer of Securities
          • Chapter 1: Application
          • Chapter 2: General Prohibitions and Definitions
          • Chapter 3: Prospectus Requirement
          • Chapter 4: Misleading and Deceptive Statements or Omissions
        • Part 3: Authorised Market Institutions
        • Part 4: Obligations of Reporting Entities
        • Part 5: Takeovers
        • Part 6: Prevention of Market Abuse
        • Part 7: Proceedings
        • Part 8: The Financial Markets Tribunal
        • Part 9: Miscellaneous
        • Schedule — Interpretation
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  1. Dubai Financial Services Authority (DFSA)
  2. Laws
  3. Markets Law
  4. Part 2: Offer of Securities
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‹ 9. The DFSA powers to waive or modify the Law Chapter 1: Application ›

Part 2: Offer of Securities

  • Chapter 1: Application
    • 10. Application of this Part to Collective Investment Funds
  • Chapter 2: General Prohibitions and Definitions
    • 11. General Prohibition
    • 12. Definition of an Offer of Securities to the Public
    • 13. Exempt Offerors
  • Chapter 3: Prospectus Requirement
    • 14. Obligation to issue a Prospectus
    • 15. Prospectus content
    • 16. DFSA power to publish information
    • 17. Use of foreign offer documents
    • 18. Obligation to issue a Supplementary Prospectus
    • 19. Financial Promotions
  • Chapter 4: Misleading and Deceptive Statements or Omissions
    • 20. Prohibition against misleading and deceptive statements or omissions
    • 21. Defence of reasonable inquiries and reasonable belief
    • 22. Defence of reasonable reliance on information given by another person
    • 23. Statements about future matters
    • 24. Civil compensation
    • 25. Stop orders
‹ 9. The DFSA powers to waive or modify the Law Chapter 1: Application ›
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