Notice to Declare a Financial Instrument an Investment (No 1)
Click here to view PDF
THE DFSA HEREBY GIVES NOTICE THAT:
The DFSA, in exercise of the powers conferred upon it under Rule A2.4.1 of the General (GEN) module of the DFSA Rulebook AND having satisfied itself in accordance with Rule A2.4.1(3) HEREBY DECLARES THAT:
Dubai Gold Securities issued by Dubai Gold Securities LLP pursuant to the Offer Document dated on or about 2 March 2009 are Structured Products as defined in GEN A.2.2.1.
EFFECTIVE PERIOD
This Notice comes into effect on 26 February 2009 and remains in effect until further notice.
RESTRICTIONS AND LIMITATIONS
None.
INTERPRETATION
The provisions in this notice are to be construed in accordance with section 6.2 of GEN as if these provisions are provisions of the Rulebook.
Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
This notice was issued by:
Name : | Paul M Koster |
Position : | Chief Executive |
DATE OF ISSUE : | 26 February 2009 |