MKT A6.1.2
A
EVENT GIVING RISE TO DISCLOSURE OBLIGATION | DISCLOSURE REQUIRED | TIME OF DISCLOSURE |
|
Shares | Warrants over Shares | Warrants over Debentures | Debentures | Certificates | |||
Shares | Debentures | ||||||||||
GENERAL | |||||||||||
1. |
Any closure of the |
Market disclosure of the closure. | At least fourteen (14) days before the closure | √ | √ | √ | √ | √ | √ | ||
2. |
Any meeting of holders of |
Market disclosure of notice | At the same time as such notice is sent to the holders of Securities. | √ | √ | √ | √ | √ | √ | ||
3. |
The final timetable for any proposed action affecting the rights of existing holders of its |
Market disclosure |
As soon as possible after finalisation of the timetable with the |
√ | √ | √ | √ | √ | √ | √* | |
4. |
All proposed drawings to effect partial redemptions, and, in the case of registered |
Market disclosure | In advance and as soon as possible | √ | √ | √ | √ | ||||
5. |
Changes to rights attaching to |
Market disclosure of:
(a) the class of
(b) the date on which the changes become effective;
(c) confirmation that consent of the holders of the
(d) a summary of the changes.
|
As soon as possible | √ | √ | √ | √ | √ | √ | √ | |
6. |
Any decision made in regard to:
(a) any change in the structure of the
|
Market disclosure | As soon as possible | √ | |||||||
(b) any change in the index to which any
|
√ | ||||||||||
(c) any changes in the trustee or custodian (where relevant);
|
√ | √ | √ | √ | |||||||
(d) any change in the status of the product for taxation purposes;
|
√ | ||||||||||
(e) any suspension in the calculation of the index to which any
|
√ | ||||||||||
(f) any change in the trust deed or other document constituting the
|
√ | √ | √ | √ | |||||||
(g) Any change in the paying agent;
|
√ | √ | √ | √ | |||||||
(h) All proposed creations, or draw down issuances to effect partial redemptions including the outstanding amount of the
|
√ | √ | √ | √ | |||||||
(i) the date on which it is proposed to close the books for the purposes of making drawdown, in the case of registered
|
√ | ||||||||||
(j) Any purchase, redemption (including predetermined and scheduled redemptions) or cancellation by the
|
√ | √ | √ | √ |
* To the extent applicable to Debentures or, in the case of Certificates, the underlying Debentures
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]
[Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]