MKT 9.4.7

An Applicant must keep copies of the following documents for six years after the admission to the List:

(a) any agreement to acquire any assets, business or Securities in consideration for or in relation to which the Listed Entity's Shares are being issued;
(b) any letter, report, valuation, contract or other documents referred to in the Prospectus or other document issued in connection with those Securities;
(c) the Applicant's constitution as at the date of admission;
(d) the annual report and accounts of the Applicant and of any guarantor, for each of the periods which form part of the Applicant's financial record contained in the Prospectus;
(e) any interim financial statements which were made up prior to the date of admission;
(f) any temporary and definitive documents of title;
(g) in the case of an application in respect of Securities issued pursuant to an employee's share scheme, the scheme document; and
(h) copies of Board resolutions of the Applicant allotting or issuing the Shares.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]