MKT 9.4.4

The following documents must be submitted by the Applicant, in final form, to the DFSA by midday two clear business days before the DFSA is to consider the application:

(a) a completed application form;
(b) the Approved Prospectus, and if applicable, any Approved Supplementary Prospectus in respect of the Securities;
(c) in respect of Securities which are Shares, written confirmation of the number of Shares to be allotted in the offer; and
(d) if a Prospectus has not been produced, a copy of the announcement detailing the number and type of Securities that are subject to the application and the circumstances of their issue.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]