MKT 7.2.3A

The DFSA may, by written notice, require a SME to appoint a compliance adviser to assist the SME in meeting its obligations under the Law and the Rules, both when it applies for admission of its Shares to the List and on an ongoing basis when its Shares have been admitted to the List.

Derived from RMI273/2020 (Made 26th February 2020). [VER16/04-20]