MKT 4.3.3

(1) A Connected Person must file the report required under Article 42(1) of the Law (the "report") with the DFSA and the Reporting Entity within 5 business days of the occurrence of any of the events prescribed in (2) and (3).
(2) In the case of a Person who is a Connected Person under Rule 4.3.2(1)(a), that Person must file the report:
(a) upon becoming or ceasing to be a Director of a controller of the Reporting Entity;
(b) upon acquiring or ceasing to hold either alone or with an Associate of the Person any Securities or other Investments in or relating to the Reporting Entity or a controller of the Reporting Entity; and
(c) upon any increase or decrease of the level of an interest referred to in (b).
(3) In the case of a Person who is a Connected Person under Rule 4.3.2(1)(b), that Person must file the report:
(a) upon acquiring or ceasing to hold voting Securities carrying more than 5% of the voting rights attaching to all voting Securities of either the Reporting Entity or a controller of the Reporting Entity; and
(b) upon an increase or decrease of at least 1% of the level of interest previously reported pursuant to (a).
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM171/2016 (Made 10th February 2016). [VER8/04-16]