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MKT 2.2.1

For the purposes of Article 12(c) of the Law, in addition to the Exempt Communications specified in the Law, a communication is hereby prescribed by the DFSA as an Exempt Communication if it is made:

(a) in connection with the trading of Securities that are listed and traded on a Regulated Exchange; and
(b) in the ordinary course of business of an Authorised Firm or Recognised Member.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]