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MKT 1.3.2

Where a Reporting Entity is referred to in this module as a Reporting Entity in respect of a specified class of Securities, it is a reference to a Person who has become a Reporting Entity by:

(a) making an Offer of Securities to the Public;
(b) having Securities admitted to trading on an Authorised Market Institution; or
(c) having Security Tokens admitted to trading on an Alternative Trading System,
of that particular specified class of Securities.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RMI313/2021 (Made 30th June 2021). [VER18/10-21]