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MKT 1.1.1

(1) The Rules in this module (MKT) are made for the purposes of the Markets Law 2012 and apply to every Person to whom that legislation applies.
(2) Without limiting the generality of (1), this module applies to:
(a) a Person making an Offer of Securities to the Public except in relation to Units of a Fund;
(b) a Person applying to have Securities admitted to trading on an Authorised Market Institution;
(c) a Person specified in Rule 2.10.1 as liable for the content of a Prospectus;
(d) a Reporting Entity;
(e) a Person who is a Related Party;
(f) a Person who is a Restricted Person;
(f) a Person who is a Connected Person; and
(g) a Person appointed as a sponsor, compliance adviser or other expert adviser of a Reporting Entity.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]