Laws
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Collective Investment Law
- Part 1: General
- Part 2: Definitions
- Part 3: Roles and Functions of the Fund Manager and Trustee
- Part 4: Establishment and Operation of Domestic Funds
- Part 5: Governance of Domestic Funds
- Part 6: [Not in Use]
- Part 7: Marketing of Domestic and Foreign Funds
- Part 8: Transfer Schemes and Winding Up of Domestic Funds
- Part 9: DFSA Powers in Relation to a Fund
- Part 10: Financial Markets Tribunal
- Part 11: [Deleted]
- Part 12: Miscellaneous
- Schedule 1 Interpretation
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Investment Trust Law
- Part 1: General
- Part 2: Creation, Alteration and Termination of an Investment Trust
- Part 3: Effect of an Investment Trust
- Part 4: Trustee Requirements
- Part 5: Duties and Powers of the Trustee
- Part 6: Removal and Retirement of the Trustee
- Part 7: DFSA powers in relation to an Investment Trust
- Part 8: The Financial Markets Tribunal
- Part 9: Miscellaneous
- Schedule Interpretation
- Law Regulating Islamic Financial Business
- Markets Law
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Regulatory Law
- Part 1: General
- Part 2: The DFSA
- Part 3: Licences, Authorisation and Registration
- Part 4: General Regulation and Anti-Money Laundering Provisions
- Part 5: Powers of Supervision and Investigation
- Part 6: Contraventions and Fines
- Part 7: Enforcement
- Part 8: Accounting and Auditing
- Part 9: Control of Financial Services Transfers
- Part 10: Miscellaneous
- Schedule 1 Interpretation
- Schedule 2 The DFSA
- Schedule 3 Decision-making Procedures
- Archive